(1) Pursuant to Rule 416 under the Securities Act of 1933, this Registration Statement shall also cover any additional shares of common stock which become issuable by reason of any stock dividend, stock split or other similar transaction effected without the receipt of consideration that results in an increase in the number of outstanding shares of the registrant’s common stock. (632) 584-0923 Fax No. and corporate Tax Identification No. iii. Affidavit of non-operation certified under oath by the President and Treasurer. As stated in SEC Memorandum Circular 8, series 2006, a "Foundation" is a non-stock, non-profit corporation established for the purpose of extending grants or endowments to support its goals or raising funds to accomplish charitable, religious, educational, athletic, cultural, literary, scientific, social welfare, or other similar objectives. Provisions of the Corporation Code of the Philippines, SEC rules and regulations and other existing laws, M. C. No. The calculation is presented below. 1 s. of 2013 on mandatory TIN of foreign investors, Registration fee for Articles of Incorporation and By-Laws of a non-stock corporation is P2,020.00, Procurement | Careers | Gender and Development | Contact Us | Accessibility | Sitemap | Archives| Related Links. The CPRD Assistant Director reviews the application and forwards it for approval of CRMD Director, Present Official Receipt to CRMD Releasing Unit, Ground Floor, Secretariat Bldg., PICC Complex, Roxas Boulevard Pasay City to get the Certificate of Incorporation, Sorts documents with the License for release to applicant. Registered Firms / Individuals and Statistics Registered Firms and Individuals Special Purpose Vehicles Philippines’ Top Corporations Registration and Investment Statistics Application of Registration of Securities Company Registration Statistics Registration and Investment Statistics Cumulative Number of Registered Firms • 2000-2009 Cumulative Number of Registered Firms • … (2) Estimated solely for the purpose of calculating the registration fee for the shares of Common Stock registered hereunder issuable upon the conversion of shares of Series D Preferred Stock to be registered in accordance with Rule 457(c) under the Securities Act, based upon the average of the high and low prices for a share of the registrant’s common stock as … For more information, suggestion and feedback on this Privacy Notice, please send your email to our Data Protection Officer at dpo@sec.gov.ph. 21 s. of 2013 on Omnibus Guidelines and Procedures on the use of Corporate and Partnership names, M.C. Disclaimer: The Registration Fee Estimator is intended to assist filers in estimating filing fees and provide general guidance on preparing the calculation of Registration Fee Table and related footnotes. Note: In addition to the registration fee, there shall be a Legal Research Fee equivalent to one percent ( 1%) of the Filing Fee but not less than P10.00: 3: Pay assessed fee at the Cashier located at the Ground Floor, Secretariat Bldg., PICC Complex, Roxas Boulevard Pasay City: Payment Assessment Form: Cashier: 4 Current change(s) in (^ Green) Page 2 of 2 Registration Fee (3)(4) Common Stock, Class B, par value $0.001 . 1% of the actual remittance but not less than 1% of peso equivalent of US$200,000 at the time of remittance, Note: If proposed name is allowed by the system, the reservation and confirmation notice is printed and given to the applicant; Present Basic and/or additional requirements at the Corporate and Partnership Registration Division, Ground Floor, Secretariat Bldg., PICC Complex, Roxas Boulevard Pasay City, Check the document presented. You may file online in the Clerk's Information System (CIS).. ii. By filing articles of incorporation with the Clerk’s Office and obtaining a certificate of incorporation issued by the Commission. Company A’s common stock is trading on NASDAQ at $16 1/2 per share. Any security without a registration statement on file with the Securities and Exchange Commission (SEC) is considered "unregistered." In addition to the registration fee, there shall be a Legal Research Fee equivalent to one percent ( 1%) of the Filing Fee but not less than P10.00, Procurement | Careers | Gender and Development | Contact Us | Accessibility | Sitemap | Archives| Related Links. No. Rest assured that the information collected will only be used for SEC Strategic Communication purposes and will not be publicized for the privacy and safety of our subscribers. Ortigas Ave., Greenhills, Mandaluyong City Tel. For example, the fee for incorporating any non-stock or incorporating a stock corporation up to a small number of shares, say 40,000 might be $200, but a year later, at renewal, the renewal fee for a non-stock corporation would be $50, while the stock corporation would have a renewal fee of $50 plus a stock fee of perhaps another $200 or so. The 1933 Act fee for the registration statement would be $41,784.85 based on the fiscal year 2003 fee rate of $80.90 per million dollars. For more information, suggestion and feedback on this Privacy Notice, please send your email to our Data Protection Officer at dpo@sec.gov.ph. Learn more. No. An application for registration on Form U-1, Uniform Application to Register Securities, must be filed with the Secretary of State along with a prospectus or offering document and filing fee. In accordance with the Data Privacy Act of 2012, the SEC is committed to protect and respect the personal data gathered from our clients.If you voluntarily agree to subscribe to our newsletter and receive a monthly issue of the SEC Bulletin as well as other advisories, please provide a valid email address so we can include you in our subscription list. 6 s. of 2014 on amendment of the principal office address, SEC Resolution dated September 18, 2003 on the date of annual meeting, E.O. If complete, advise the registrant to pay the filing fee. Why is it you or your non-stock corporation would like to renew SEC registration when the said non-stock non-profit corporation only registered in 2012? FOREIGN NON-STOCK: P3,000.00. (3) Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457 of the Securities Act of 1933, as amended. Investor Alerts & Bulletins. Securities and Exchange Commission (SEC) Registration Requirements. A stock corporation is the appropriate type of corporation for the purpose of operating a business. BRANCH OFFICE: In general, corporations organized in accordance with Philippine law are registered with the Philippine Securities and Exchange Commission (SEC). General solicitation — Rule 506(c) Rule 506(c) permits the use of general solicitation where all purchasers are accredited investors and the issuer takes reasonable steps to verify that the purchasers are accredited investors. Take note that the Securities and Exchange Commission requires additional requirements for the primary registration of non-stock corporations such as a cover sheet, name verification slip, by laws, treasurer's certificate, and, if necessary, registration to, endorsement or clearances from other government agencies. 1 s. of 2013 on mandatory TIN of foreign investors: Filing fee for stock corporation: Registration fee for Articles of Incorporation and By-Laws of a non-stock corporation is P2,020.00: 3 5 mins Generally, the corporate existence of a Philippine corporation, in your case, the non-stock non profit corporation, may last up to fifty [50] years, renewable for another fifty [50] years. Asst. 1/10 OF 1% of the actual inward remittance of the corporation converted in Philippine currency but not less than P2,000.00, REGIONAL OPERATING HEADQUARTERS: If not, advise applicant to comply with requirements, Pay filing fee at the Cashier located at the Ground Floor, Secretariat Bldg., PICC Complex, Roxas Boulevard Pasay City and file application with the Receiving Unit, Ground Floor, Secretariat Bldg., PICC Complex, Roxas Boulevard Pasay City, After receipt of application, CPRD staff generates the Certificate of Incorporation bearing applicant’s SEC registration no. For tax exemptions of non-stock non-profit corporation in the Philippines, you need to secure BIR ruling with the tax authority with the Revenue District Office (RDO) of registration. Variable Annuities. Example Calculation of Registration Fee Rest assured that the information collected will only be used for SEC Strategic Communication purposes and will not be publicized for the privacy and safety of our subscribers. 98 dated April 28, 1999 on Tax Identification Number (TIN) M.C. Local and foreign investors that intend to establish corporations, partnerships or associations in the Philippines are required to register their business entities with the Securities and Exchange Commission (SEC) before they can conduct business activities and participate in the country’s securities market to buy or trade shares of stock… 2. Submit notarized documents to SEC Office in Mandaluyong City; Claim your SEC Certificate of Registration; Processing Time: At least one (1) week upon submission of complete documents. SEC Resolution dated September 18, 2003 on the date of annual meeting. Filings and information contained in filings you submit to the Secretary of State are public record, including names, phone numbers, email addresses, and mailing and street addresses, except as provided in statutes. (i.e. The current fee rate for 10/1/2020 to 9/30/2021 is: $109.10 per $1,000,000. Thank you, SEC Capital Market Participants Registry System, SEC Express Submission Appointment System, Investment Houses/Underwriters of Securities, Registrar of Qualified Institutional Buyers, Primary Registration of Stock Corporations, Primary Registration of Non-Stock Corporations, Processing of Applications for Foreign Corporations, Processing of Applications for Partnerships, Mondays to Fridays, 8:00am-5:00pm without noon break, All applicant corporations thru their representatives. In 2019, the Securities and Exchange Commission (SEC) reenacted the archaic Corporation Code of the Philippines. 2. 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